FINRA Exam Tips and Career Advice - Achievable Podcast
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Episodes: 75
Description
Taking a FINRA exam like the SIE Exam or Series 7? Achievable’s expert FINRA author Brandon Rith talks studying strategy, game-day approach, and application advice for that job or university you’re applying to afterwards.
Brandon Rith has 16 years of experience as a licensing facilitator and director at Fidelity Investments. He is an 8X Fidelity Excellent In Action Award Winner for Licensing Facilitation.
Achievable is a modern test prep platform for the GRE, FINRA exams, USMLE Step 1, AMC exams, and more. Visit us at https://achievable.me .
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| Episode | Date |
|---|---|
|
Call options spreads explained (FINRA Series 7, 9)
|
Aug 06, 2025 |
|
Understanding put options spreads (FINRA Series 7, 9)
|
Jul 30, 2025 |
|
Rights and warrants questions (FINRA SIE, 7, 65, 66)
|
Jul 23, 2025 |
|
Systematic vs. non-systematic risk (FINRA SIE, 6, 7, 65, 66)
|
Jul 16, 2025 |
|
Currency exchange risk (FINRA Series 7, 9, 65, 66)
|
Jul 09, 2025 |
|
Reverse stock splits (FINRA Series 7, 9, 65, 66)
|
Jul 02, 2025 |
|
Current yield (FINRA SIE, 7, 65, 66)
|
Jun 25, 2025 |
|
Cash dividends (FINRA SIE, 7, 65, 66)
|
Jun 18, 2025 |
|
What is common stock (FINRA SIE, 6, 7, 63, 65, 66)
|
Jun 11, 2025 |
|
Short put basics (FINRA SIE, 6, 7, 9, 65, 66)
|
Jun 04, 2025 |
|
Short call basics (FINRA SIE, 6, 7, 9, 65, 66)
|
May 28, 2025 |
|
Long put basics (FINRA SIE, 6, 7, 9, 65, 66)
|
May 21, 2025 |
|
Long call basics (FINRA SIE, 6, 7, 9, 65, 66)
|
May 14, 2025 |
|
Agency vs principal (FINRA SIE, 6, 7, 9, 63, 65, 66)
|
May 07, 2025 |
|
How will Federal Reserve rate cuts affect the market for wealth management roles
|
Nov 07, 2024 |
|
FINRA and NASAA exam topics that are surprising people in 2024
|
Sep 18, 2024 |
|
Why FINRA made the T+1 settlement date change and how it will show up on your exams
|
Sep 05, 2024 |
|
Covered puts deep dive (FINRA SIE, Series 4, 7, 9, 65, 66)
|
Jun 12, 2024 |
|
Minimum maintenance in margin accounts (FINRA SIE, Series 7, 9, 10, and NASAA Series 65, 66)
|
Jun 05, 2024 |
|
Combined equity and short / long margin (Series 7, 9, 10, 65, 66)
|
May 29, 2024 |
|
Taxes on options (Series 4, Series 7, and Series 9)
|
May 22, 2024 |
|
Options hedging strategies: short stock with long call option (SIE, Series 4, 7, 9, 65, 66)
|
May 15, 2024 |
|
Naming options spreads (tested on the Series 7 exam)
|
May 08, 2024 |
|
Options strategies: Short straddles (Series 4, 7, 9, 65 and 66)
|
May 01, 2024 |
|
Options strategies: Long straddles (Series 4, 7, 9, 65 and 66)
|
Apr 24, 2024 |
|
Sell stop limit orders - how they work (FINRA SIE, Series 7, 65, 66)
|
Apr 17, 2024 |
|
Buy stop limit orders - how they work (FINRA SIE, Series 7, Series 65, Series 66)
|
Apr 10, 2024 |
|
Sell stop orders - tips and tricks for FINRA exam questions (FINRA SIE, Series 7, 65, 66)
|
Apr 03, 2024 |
|
Buy stop orders - tips and tricks for FINRA exam questions (SIE, Series 7, 65, 66)
|
Mar 27, 2024 |
|
Sell limit orders overview (FINRA SIE, Series 7, 65, 66)
|
Mar 20, 2024 |
|
Buy limit orders overview (FINRA SIE, Series 7, 65, 66)
|
Mar 13, 2024 |
|
Understanding market orders (FINRA SIE, Series 7, Series 65, Series 66)
|
Mar 06, 2024 |
|
How to calculate bid and ask spreads - market makers (SIE, Series 6, 7, 65, 66 exams)
|
Feb 28, 2024 |
|
Dividend dates - FINRA SIE & FINRA Series 7
|
Feb 21, 2024 |
|
Calculating the intrinsic value of Put options - FINRA SIE, Series 6, 7, 63, 65, 66
|
Feb 14, 2024 |
|
How to calculate the intrinsic value of Call options - FINRA SIE, Series 7
|
Feb 07, 2024 |
|
How to calculate total return - updated for 2023 (FINRA SIE, Series 6, 7, 65, 66)
|
Jan 31, 2024 |
|
Real world example of Form ADV Part 2B (Series 63, 65, 66)
|
Jan 24, 2024 |
|
Form ADV Part 2B Overview (tested on the Series 63, 65, 66)
|
Jan 17, 2024 |
|
Real world example of Form ADV Part 2A
|
Jan 10, 2024 |
|
Form ADV Part 2A overview for Series 63, 65, and 66 exams
|
Jan 03, 2024 |
|
Walkthrough of Form ADV Part 1 + a Form ADV practice question from the Series 63, 65, and 66 exams
|
Dec 27, 2023 |
|
Investment adviser definition (FINRA SIE, Series 63, 65, 66)
|
Dec 20, 2023 |
|
What you need to know about Federal Covered Advisers for the Series 63, 65, and 66 exams
|
Dec 13, 2023 |
|
How to calculate after tax return on investments (FINRA Series 6, 7, 65, 66)
|
Dec 06, 2023 |
|
Common stock voting rights for the FINRA SIE exam
|
Nov 29, 2023 |
|
Generating income with options - covered calls & covered puts walkthrough (FINRA SIE + S7, 65, 66)
|
Nov 22, 2023 |
|
Learn to hedge your Options trades (FINRA SIE, Series 7, 65, 66)
|
Nov 15, 2023 |
|
FINRA SIE & Series 7 - Convertible preferred stock & conversion preferences
|
Nov 08, 2023 |
|
Covered calls walkthrough for FINRA exams - SIE, Series 7, Series 65, Series 66
|
Nov 01, 2023 |
|
FINRA SIE + Series 7, 65, 66 - Options hedging strategies with T-chart
|
Oct 25, 2023 |
|
How to pass FINRA exams with a busy schedule
|
Jul 05, 2023 |
|
How to pass the FINRA SIE when you don’t have a finance background
|
Jun 20, 2023 |
|
How to answer suitability questions on the FINRA SIE and Series 7 exam
|
Mar 08, 2023 |
|
The basics of options strategies: income, hedging, covered calls, spreads, and straddles
|
Feb 22, 2023 |
|
Broker dealer exclusions + problem walkthrough (Series 63, 65, 66)
|
Feb 01, 2023 |
|
Broker dealer registration + problem walkthrough (Series 63, 65, 66)
|
Jan 18, 2023 |
|
Broker dealer definitions + problem walkthrough (Series 63, 65, 66)
|
Jan 04, 2023 |
|
Variable insurance policies (Series 6, 65, and 66)
|
Dec 20, 2022 |
|
RIA exemptions and exclusions (Series 63, 65, 66)
|
Dec 06, 2022 |
|
Deep dive on US government debt and suitability (FINRA SIE, Series 7)
|
Nov 23, 2022 |
|
How to build a study plan for FINRA exams
|
Jan 28, 2021 |
|
What to expect on the new Series 7 Top-Off Exam
|
Sep 24, 2020 |
|
What is a bond? (FINRA SIE)
|
Oct 10, 2019 |
|
Deep dive into finance roles: buy side vs. sell side
|
Aug 13, 2019 |
|
What’s on the SIE Exam
|
Jun 17, 2019 |
|
The hiring process of top financial firms
|
Apr 14, 2019 |
|
What’s the FINRA SIE?
|
Mar 21, 2019 |