inSecurities
By Practising Law Institute
Listen to a podcast, please open Podcast Republic app. Available on Google Play Store and Apple App Store.
Image by Practising Law Institute
Category: News
Open in Apple Podcasts
Open RSS feed
Open Website
Rate for this podcast
Subscribers: 4
Reviews: 0
Episodes: 123
Description
PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.
| Episode | Date |
|---|---|
|
Ninety Years of Financial Regulation: Taming the Street With Diana Henriques
|
May 09, 2024 |
|
Casting a Long Shadow: Assessing the Panuwat Insider Trading Case
|
Apr 25, 2024 |
|
Arbitrary Materiality Standards and “Walking the SPAC Plank”
|
Apr 11, 2024 |
|
Bonus Episode: Speaking, Literally, from SEC Speaks in 2024
|
Apr 05, 2024 |
|
Won’t Get Fooled Again: Kelly Richmond-Pope Talks Fraud Cases
|
Mar 28, 2024 |
|
Investing in Public Blockchains
|
Mar 14, 2024 |
|
The Commodities Enforcement Landscape: Spoofing, Manipulation and More
|
Feb 29, 2024 |
|
Bonus Episode: Boxes and Lines | IEX Exchange
|
Feb 28, 2024 |
|
Betterment’s View of the Regulatory Landscape
|
Feb 15, 2024 |
|
The Cost of Regulation: Setting the SEC’s Budget
|
Feb 01, 2024 |
|
Capital Ideas With Martha Legg Miller
|
Jan 19, 2024 |
|
2024: A Cardinal Year for Crypto
|
Jan 04, 2024 |
|
The SEC’s Approach to Rulemaking and Predictive Data Analytics
|
Dec 21, 2023 |
|
Zeke Faux on Number Go Up
|
Dec 07, 2023 |
|
An Expert Panel Assesses the SEC’s Annual Enforcement Report
|
Nov 17, 2023 |
|
An SEC Insider on Insider Trading and Broken Windows
|
Nov 16, 2023 |
|
A Busy Day at the Securities Enforcement Forum
|
Nov 02, 2023 |
|
Commissioner Pham on Crypto Regulation
|
Oct 19, 2023 |
|
CFTC Commissioner Pham on Policing the Largest Markets in the World
|
Oct 19, 2023 |
|
Lay Down SALY
|
Oct 05, 2023 |
|
Commissioner Uyeda on “the Perils of Regulation by Theory and Hypothesis”
|
Sep 21, 2023 |
|
Addressing the “Netflix Problem” in Securities Regulation
|
Sep 07, 2023 |
|
How much in disgorgement!?
|
Aug 24, 2023 |
|
The Dangers of Regulation by Enforcement
|
Aug 10, 2023 |
|
Alternative Asset Managers in the Crosshairs
|
Jul 27, 2023 |
|
(Remedial) Accounting Summer School
|
Jul 13, 2023 |
|
Opening the Securities Enforcement Answer Book
|
Jun 22, 2023 |
|
A View From the Inside
|
Jun 08, 2023 |
|
Replay - On the Path to Well-Being: Expert Perspectives for Attorneys and Accountants
|
May 25, 2023 |
|
inSecurities Goes to the Movies
|
May 11, 2023 |
|
Whistling the Same Tune: Building an Effective Whistleblower Program
|
Apr 27, 2023 |
|
The CorpFin Candy Dish
|
Apr 13, 2023 |
|
Compliance and Enforcement Considerations for Private Funds & RIAs
|
Mar 30, 2023 |
|
Commissioner Jaime Lizárraga’s Core Values
|
Mar 16, 2023 |
|
Crypto Winter in Washington
|
Mar 02, 2023 |
|
Paredes on SEC Policies & Priorities
|
Feb 16, 2023 |
|
An Expert on the “Monster of Wall Street”
|
Feb 02, 2023 |
|
Blockbuster Securities Cases
|
Jan 19, 2023 |
|
Crypto, Best Ex, Gatekeepers, Enforcement: The Biggest Stories From 2022
|
Jan 05, 2023 |
|
Setting the Standard: Tom Sporkin on CFP Board Enforcement
|
Dec 15, 2022 |
|
CYBER THURSDAY!
|
Dec 01, 2022 |
|
BONUS EPISODE: Unpacking the Annual SEC Enforcement Report
|
Nov 22, 2022 |
|
Accounting for Enforcement
|
Nov 17, 2022 |
|
Securities Wheel of Fortune
|
Nov 03, 2022 |
|
Securities Regulation at an Inflection Point
|
Oct 20, 2022 |
|
The Highest Duty of Care: Preserving the Fiduciary Standard
|
Oct 06, 2022 |
|
Investor Protection for ESG Investing and Complex Products
|
Sep 22, 2022 |
|
Top Takeaways from The SEC Speaks in 2022
|
Sep 15, 2022 |
|
TEASER – SEC Speaks From the Conference Floor
|
Sep 08, 2022 |
|
FASB, the Climate, and SOX. Oh my!
|
Aug 25, 2022 |
|
Accounting & Audit Enforcement Trendspotting
|
Aug 11, 2022 |
|
A GAAP in Your Financial Reporting: Focusing on Accounting & Disclosure Issues (Rebroadcasted)
|
Jul 28, 2022 |
|
AICPA & CIMA, and the Future of Accounting
|
Jul 14, 2022 |
|
Securities Fraud 20 Years After SOX
|
Jun 30, 2022 |
|
Tracking Ponzi Schemes With Jordan Maglich
|
Jun 16, 2022 |
|
Covering the Commission with Mark Schoeff Jr.
|
Jun 02, 2022 |
|
Inside the Municipal Securities Market: A Conversation with Mark Kim
|
May 19, 2022 |
|
On the Path to Well-Being: Expert Perspectives for Attorneys and Accountants
|
May 05, 2022 |
|
Going Off the Beaten Path with Alex Su
|
Apr 21, 2022 |
|
Innovative Markets: Where Retail Investors and Market Makers Meet
|
Apr 07, 2022 |
|
Bringing order to the regulatory chaos for crypto?
|
Mar 24, 2022 |
|
On the Front Lines of Investor Protection
|
Mar 10, 2022 |
|
FASB, PCAOB & the SEC: Alphabet Soup with SEC Institute’s George Wilson
|
Feb 24, 2022 |
|
A Former Director of Enforcement Peeks Around the Corner
|
Feb 10, 2022 |
|
Capitalism, Democracy and Innovation: Robinhood Continues to Change the Game
|
Jan 27, 2022 |
|
Investigative Journalism, Securities Markets, and Succession with Jesse Eisinger
|
Jan 13, 2022 |
|
Cheers! Regulatory Resolutions & More at the inSecurities NYE Party
|
Dec 30, 2021 |
|
Focus on FINRA Enforcement with Jessica Hopper
|
Dec 16, 2021 |
|
Full Disclosure: Commissioner Lee on Private Markets and ESG
|
Dec 02, 2021 |
|
Special Episode: The 2021 SEC Enforcement “Report”
|
Nov 24, 2021 |
|
Play It Again: An Expert’s Take on Gamification & Stock Trading
|
Nov 18, 2021 |
|
Bonus Episode: ACFE Fraud Talk
|
Nov 15, 2021 |
|
The SEC GameStop Report: An Expert’s Take
|
Nov 04, 2021 |
|
Four Big Things from The SEC Speaks in 2021
|
Oct 21, 2021 |
|
“Greatest and Latest”: PLI’s Annual Institute on Securities Regulation
|
Oct 07, 2021 |
|
Whistleblower Tips: Advice from a Former Chief of the SEC’s Whistleblower Office
|
Sep 23, 2021 |
|
Time to Rethink Securities Law?
|
Sep 09, 2021 |
|
Reg Flex: What’s on Gary Gensler’s Regulatory Agenda?
|
Aug 26, 2021 |
|
Featuring PLI’s Pro Bono Podcast ‒ Pursuing Justice: The Pro Bono Files
|
Aug 12, 2021 |
|
A Former Chief Accountant’s Views on CPAs and the SEC
|
Jul 29, 2021 |
|
A Deep Dive Into SPACs
|
Jul 15, 2021 |
|
Inside the Studio: 10,000 Reasons to Celebrate
|
Jul 01, 2021 |
|
Enforcing the Regulations – A Conversation with Commissioner Crenshaw
|
Jun 17, 2021 |
|
It’s All About Connecting: The Value of PLI’s IA/BD Programs
|
Jun 03, 2021 |
|
Forensic Analytics – Algorithms and Analysis in the Securities Markets
|
May 20, 2021 |
|
Courage, Compassion and Action: Promoting Diversity & Inclusion
|
May 06, 2021 |
|
SNEAK PEEK: Enforcement 2021: Perspectives from Government Agencies
|
Apr 22, 2021 |
|
Is ESG About Value or Values? A Conversation with Commissioner Peirce
|
Apr 08, 2021 |
|
Cyber Risks and Regulation in 2021 and Beyond
|
Mar 25, 2021 |
|
Securities North of the Border – Comparing US and Canadian Regulations & Enforcement
|
Mar 11, 2021 |
|
MD&A, SPACs, ESG—Acronyms and More with George Wilson
|
Feb 25, 2021 |
|
How Does Billions Get It Right? Tricks of the Trade from the Show’s Technical Advisor
|
Feb 11, 2021 |
|
From Capital Formation to Enforcement: Law Professors Share Their Take on President Biden’s SEC
|
Jan 28, 2021 |
|
On SECond Thought: Russ Ryan on SEC Enforcement
|
Jan 14, 2021 |
|
A Few of Our Favorite Things: Podcasts You’ll Love
|
Dec 30, 2020 |
|
inSecurities Holiday Special: The Best of 2020
|
Dec 17, 2020 |
|
Whistleblowing’s New Frontier: A Conversation with Tom Mueller
|
Dec 03, 2020 |
|
Assessing the SEC Enforcement Division’s Annual Report
|
Nov 19, 2020 |
|
Election 2020 Special: Securities Regulation & Enforcement in a Biden Administration
|
Nov 13, 2020 |
|
A GAAP in Your Financial Reporting: Focusing on Accounting & Disclosure Issues
|
Nov 05, 2020 |
|
The SEC Speaks in 2020 – Our Top Takeaways and Tweets
|
Oct 22, 2020 |
|
Trading Fast and Slow: Innovation in our Equity Market Structure
|
Oct 08, 2020 |
|
Legal Recruiting During COVID-19: Perspectives from Law Students, Recent Grads and Career Counselors
|
Sep 24, 2020 |
|
Catching Up with SEC Institute’s George Wilson
|
Sep 10, 2020 |
|
The SEC Then and Now – A Brief History of the SEC and a Visit with the SEC Historical Society
|
Aug 27, 2020 |
|
Watching the Watchers – The PCAOB’s Role Overseeing Audit Firms
|
Aug 13, 2020 |
|
Mid-Year Musings – A Look Back, Plus What to Expect in 2020
|
Jul 30, 2020 |
|
Experts Explore the Cryptocurrency Landscape - From DLT to ICOs
|
Jul 16, 2020 |
|
Fourth of July Special - Grillside Chat with Kurt & Chris
|
Jul 02, 2020 |
|
Prosecuting Fraud in the Time of COVID-19
|
Jun 16, 2020 |
|
A Spotlight on PLI’s Pro Bono Podcast - Pursuing Justice: The Pro Bono Files
|
Jun 05, 2020 |
|
Business Development for Lawyers & Law Firms: A Conversation About Marketing, Selling, and Social Media in Today’s Legal Environment
|
May 21, 2020 |
|
Blue Skies: NASAA’s GC on State Securities Regulation
|
May 07, 2020 |
|
FCPA Policy and Enforcement: A Conversation with Jessica Tillipman and Andy Spalding
|
Apr 23, 2020 |
|
Chris and Kurt on Working from Home during COVID-19
|
Apr 09, 2020 |
|
A Conversation with George Wilson of PLI’s SEC Institute
|
Mar 26, 2020 |
|
Inside the World of Whistleblowers: A Conversation with Attorney Matt Stock
|
Mar 12, 2020 |
|
A Conversation with Robert Jackson and J.W. Verret about Market Structure
|
Feb 27, 2020 |
|
A Deep Dive into Insider Trading
|
Feb 13, 2020 |
|
Exam Priorities Plus
|
Jan 30, 2020 |
|
Looking Ahead to 2020
|
Jan 16, 2020 |
|
2019 in Review
|
Jan 16, 2020 |
|
Welcome to inSecurities
|
Jan 15, 2020 |