The Regulatory Roundtable

By Simpson Thacher

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Category: Investing

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Episodes: 9

Description

Simpson Thacher invites you to The Regulatory Roundtable, a quarterly podcast series offering insight from leading regulatory and enforcement lawyers. With increased regulatory scrutiny from the SEC and other agencies, staying on top of regulatory trends has never been more important. This podcast will take you behind the scenes on important policy, exam and enforcement issues affecting funds and the asset management industry. Each episode will feature leading attorneys with deep knowledge of the funds regulatory landscape who will explore today’s most complex regulatory and compliance issues. We look forward to having you join us at the table. The Regulatory Roundtable. To hear about future episodes, be sure to follow the show in your favorite podcast app. To learn more about our discussion or to reach out with questions or topics you would like to hear about on a future podcast, visit our website at RegulatoryRoundtablePodcast.com. We look forward to hearing from you. This podcast was recorded and is being made available by Simpson Thacher for general informational purposes only. Listeners should not consider the information available via this podcast to be an invitation for an attorney-client relationship, should not rely on the information provided during the podcast as legal advice for any purpose, and should always seek the legal advice of competent counsel in the relevant jurisdiction. Listeners should not act, or refrain from acting, based on any information made available via this podcast, and Simpson Thacher expressly disclaims all liability in respect of actions taken or not taken based on any contents of this podcast. By accessing this podcast you acknowledge that Simpson Thacher makes no warranty, guaranty, or representation as to the accuracy or sufficiency of the information featured in the podcast. The views, information, or opinions expressed during this podcast series are solely those of the individuals involved and do not necessarily reflect those of Simpson Thacher.

Episode Date
At the Table: The SEC's New Era of Rulemaking and Exam Priorities
Sep 16, 2025
At the Table: SEC’s Focus on Artificial Intelligence
May 22, 2024
At the Table: Exploring the SEC’s Recently-Adopted Private Fund Adviser Rules
Sep 27, 2023
At the Table: Exams and Enforcement – Focusing on Private Funds
Jun 22, 2023
At the Table: Navigating the Global ESG Regulatory Landscape
Mar 10, 2023
At the Table: Tackling Implementation of ESMA Marketing Guidelines and the SEC Marketing Rule
Sep 29, 2022
At the Table: Discussing the SEC’s March Towards Granular Oversight of the Private Funds Industry
Mar 02, 2022
At the Table: Diving into the Regulatory Environment for Private Funds Following Chairman Gensler's Recent Remarks
Dec 02, 2021
Welcome to The Regulatory Roundtable
Nov 30, 2021