SEC Roundup
By ICAN
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Category: Business News
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Episodes: 26
Description
SEC Roundup brings you inside conversations with securities law experts, former regulators, and industry leaders to examine the real-world impacts of SEC enforcement actions and rulemaking. Hosted by ICAN's Nicolas Morgan and Thomas Zaccaro, both former SEC enforcement attorneys, this series cuts through legal jargon to provide clear analysis of how SEC policies affect everyday investors and entrepreneurs. From landmark court decisions to regulatory developments, SEC Roundup delivers expert perspective on the critical balance between effective regulation and market freedom.
| Episode | Date |
|---|---|
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SEC Roundup Ep 103: The Delisting Cliff – How Nasdaq's $5M Rule Threatens Small Public Companies
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Aug 14, 2026 |
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SEC Roundup Ep 102: Regulation by Delay - How the SEC has Weaponized the Wells Process
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Jul 23, 2026 |
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SEC Roundup 101: The SEC's Narrow Supreme Court Win—A Single Battle in a War to Come
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Jul 10, 2026 |
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100 Episodes Later—ICAN’s Top 5 Showdowns Against SEC Overreach
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Jul 08, 2026 |
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SEC Roundup 99: Regulatory Capture or Power to the People—What do SEC rule comment letters tell us?
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Jun 10, 2026 |
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SEC Roundup 98: How the SEC Unlawfully Delayed a Case for Ten Years
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May 27, 2026 |
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SEC Roundup 97: Why Everyone is Suing the SEC
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May 08, 2026 |
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SEC Roundup 96: Inside the 2026 Enforcement Manual Updates
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Mar 12, 2026 |
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SEC Roundup 95: Investigative Slop & Hallucinations—The Dark Side of the SEC's New AI Task Force
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Mar 06, 2026 |
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SEC Roundup 94: 4 Big Cases to Watch in 2026
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Feb 13, 2026 |
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SEC Roundup 93: Is the SEC’s Penalty System Broken?
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Jan 29, 2026 |
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SEC Roundup 92: Victimless Disgorgement? The SEC Seeks SCOTUS Endorsement
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Dec 18, 2025 |
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SEC Roundup 91: SolarWinds vs. SEC: The "Abrupt Surrender" That Shocked the Industry
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Dec 08, 2025 |
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SEC Roundup 90: Is Regulation by Enforcement Dead? Former SEC Economists explain the “Atkins Effect”
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Oct 31, 2025 |
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SEC Roundup 89: Weaponizing the PCAOB? Four Professors Expose the PCAOB's "Punitive" Enforcement and Broken Incentives
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Oct 30, 2025 |
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SEC Roundup 88: Expanding Investor Choices - How Optional Semi-Annual Reporting & Arbitration Mandates Could Revitalize Public Markets
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Oct 15, 2025 |
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SEC Roundup 87: Day Traders vs. FINRA - The Fight to Reform the $25K PDT Rule
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Sep 29, 2025 |
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SEC Roundup 86: Meme Stocks, Free Speech, and Market Mayhem
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Sep 17, 2025 |
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SEC Roundup 85: The a16z Policy Proposal That Could Flip the SEC’s Approach to Crypto
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Aug 26, 2025 |
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SEC Roundup 84: Cracks in the CAT — Court Rules Against SEC’s Massive Surveillance Tool
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Jul 30, 2025 |
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SEC Roundup 83: SEC Staff Gone Rogue—Federal Action Without Commission Approval
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Jun 20, 2025 |
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SEC Roundup 82: No Harm, Big Money! Is the SEC Overreaching on Disgorgement?
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May 30, 2025 |
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SEC Roundup 81: Crypto Clarity at the SEC—New Approaches, New Hope
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Apr 29, 2025 |
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SEC Roundup 80: Challenging the SEC’s Silent Sanctions and Lifelong Penalties
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Apr 23, 2025 |
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SEC Roundup 79: SEC Backs Off Dealer Rule, But Legal Uncertainty Remains
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Mar 27, 2025 |
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SEC Roundup 78: ASA Challenges the Constitutionality of the MSRB
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Mar 14, 2025 |