Regulate THIS!
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Episodes: 34
Description
Welcome to Regulate THIS! a RIA-ly Unfiltered Podcast. Hosted by industry legend Leila Shaver, founder of My RIA Lawyer and Business Guru Tracie Behr.
Join Leila and Tracie as they dive deep into the world of Registered Investment Advisors (RIAs), exploring the challenges, triumphs, and real stories behind the scenes. ”Regulate THIS!” provides a candid and insightful look at the RIA landscape, empowering listeners to navigate the complexities of regulation with confidence.
Tune in for honest conversations and actionable insights that will transform the way you think about compliance and regulation in the financial advisory space.
| Episode | Date |
|---|---|
|
Now What?
|
Jul 03, 2026 |
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You Don't Know What You Don't Know
|
Jun 19, 2026 |
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Stop Selling & Start Showing Up
|
May 15, 2026 |
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Does Your CCO Know What They're Doing?? Part-2
|
May 01, 2026 |
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Does Your CCO Know What They're Doing?? Part-1
|
Apr 17, 2026 |
|
Beyond Checkbox Compliance- Pt.2 with Kenji Kawa
|
Apr 03, 2026 |
|
Beyond Checkbox Compliance Pt.1 - with guest Kenji Kawa
|
Mar 20, 2026 |
|
You Don't Know What You Don't Know - With Guest Michaela
|
Mar 06, 2026 |
|
An RIA-ly Unfiltered Podcast with Guest - Amber Davis
|
Feb 20, 2026 |
|
What's Ahead - 2026 Insights
|
Feb 06, 2026 |
|
A RIA-ly Unfiltered New Year
|
Jan 05, 2026 |
|
Succession Planning
|
Dec 12, 2025 |
|
Regulate THIS! A ReAlLy Silly Podcast
|
Nov 27, 2025 |
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Is AI Making Us Dumb?
|
Nov 14, 2025 |
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Trick or Treat?!
|
Oct 31, 2025 |
|
Human Resources
|
Oct 17, 2025 |
|
Welcome to Season 3 - Horror Stories
|
Oct 03, 2025 |
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Get Ready For Season 3 Of Regulate THIS!
|
Sep 05, 2025 |
|
Business Planning 101
|
Aug 22, 2025 |
|
Referrals Done Right
|
Aug 01, 2025 |
|
How to Win Millennials and Gen Zs
|
Jul 18, 2025 |
|
Dealing with Complaints Like a Pro
|
Jul 04, 2025 |
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Talking Clients Off the Ledge
|
Jun 20, 2025 |
|
The Art of the Client Experience
|
Jun 06, 2025 |
|
Goodbye Season 1 - Hello Season 2
|
May 16, 2025 |
|
HOT TOPICS🔥First 100 Days Of A New Administration
|
May 09, 2025 |
|
The Compliance Tech Toolbox
|
May 01, 2025 |
|
Reg BI vs. Fiduciary: The Ultimate Showdown
|
Apr 25, 2025 |
|
Compliance Is Sexy
|
Apr 18, 2025 |
|
Cyber Issues
|
Apr 11, 2025 |
|
Are You Leaving Money On The Table?
|
Apr 04, 2025 |
|
Off-Channel Communications- We Know You're Doing It
|
Mar 28, 2025 |
|
Take This Seriously - SEC Exams
|
Mar 21, 2025 |
|
Regulate THIS! A RIA-ly Unfiltered Podcast
|
Mar 07, 2025 |